A/HRC/50/56
companies to ensure respect for human rights in the development, deployment and use of
digital technologies. A series of B-Tech foundational papers on all the three pillars of the
Guiding Principles as applied to the technology sector have been issued, which inform much
of the substance of the present report. All B-Tech Project activities and engagements are
undertaken in close collaboration with States, technology companies, civil society, academia,
national human rights institutions and other key actors to ensure that the outputs and guidance
respond to the concerns and practical realities of companies and stakeholders. The project
also facilitates a company community of practice to advance respect for human rights in the
technology industry and enable mutual learning of the Guiding Principles.13
B.
State duty to protect (pillar I)
13.
While the aim of the Guiding Principles on Business and Human Rights is to close the
protection gap in relation to the impact of businesses on human rights, they recognize that
the State remains the primary duty bearer under international law to protect human rights.
Pillar I of the Guiding Principles, the framework for State action, is anchored in States’
existing human rights obligations. In accordance with the Guiding Principles, States must
protect against human rights abuses by business. This requires taking appropriate measures
to prevent, investigate, punish and redress human rights abuses involving business, including
technology companies.14
14.
While recognizing the variety of political systems across jurisdictions and the
heterogeneous nature of the sector, alignment with the Guiding Principles in national or
multilateral responses to human rights risks related to the technology sector is key. Instead
of a proliferation of new and fragmented standards of conduct, alignment of technology
company practices with the Guiding Principles can provide predictability for companies and,
most importantly, for at-risk stakeholders. At the same time, it creates a fair, level playing
field for technology companies to innovate and compete based on rights-respecting conduct.
1.
General State regulatory and policy functions
15.
As part of their regulatory and policy functions, States are called on to adopt a “smart
mix” of voluntary and mandatory measures to require companies, including in the technology
sector, to respect human rights (guiding principle 3).
16.
The smart mix entails enforcing laws that are aimed at, or have the effect of, requiring
technology companies to respect human rights, and periodically assess the adequacy of such
laws and address any gaps. An increasing number of States have enacted or are considering
legislation15 that will effectively require companies in all sectors to communicate about the
presence and effects of human rights due diligence policies and systems. In parallel, many
States are elaborating policy frameworks at the national and multilateral levels regarding the
development and use of digital technologies, such as those based on data protection and
artificial intelligence. These developments, in particular proposals related to mandatory
human rights due diligence requirements for companies, will have implications for how
technology companies design, develop and sell products and services, for example by
mandating greater transparency about the human rights impacts and mitigation measures put
in place.
17.
As part of the smart mix, some States have been providing incentives for technology
companies by making access to export credit conditional, in part, on conducting human rights
due diligence. The smart mix can also include providing guidance to business, including on
how to address risks to human rights related to the sale of high-risk products in conflictaffected and high-risk areas (guiding principle 7). An example is the human rights due
diligence guidance16 issued by the Department of State of the United States of America to
13
14
15
16
4
See OHCHR B-Tech Project, “Reflections on the Status of Business Respect for Human Rights in the
Technology Sector”, company community of practice note.
See OHCHR B-Tech, “UN Guiding Principles in the Age of Technology”.
See https://cyrilla.org/.
See https://www.state.gov/wp-content/uploads/2020/09/DRL-Industry-Guidance-Project-FINAL508.pdf.