Analysis
The ARF’s Elusive Pursuit of
Preventive Diplomacy
Alice D. Ba suggests a re-think of preventive diplomacy in the ARF agenda.
-he ASEAN Regional Forum (ARF) has come to
be closely associated with the challenged pursuit of
preventive diplomacy (PD) – so much so that the latter has
become a key measure of the ARF’s institutional value
and shortcomings. Indeed, for an institution known more
for its inability to agree, there appears to be considerable
agreement about the ARF’s challenges in implementing
and institutionalising the concept and practice. The
longstanding challenges associated with PD suggest that it
may be well past time to reconsider – indeed, downgrade
– the hold that PD has had over the ARF agenda. Doing
so would allow a more realistic conceptualisation of where
the ARF fits into the larger regional security picture; adjust
expectations; and in so doing, also potentially expand
avenues by which to pursue a more robust agenda of
activities supportive of PD whether it is called PD or not.
The Problem with Preventive Diplomacy
The ARF’s distinct attributes and politics make its pursuit
of PD far more fraught compared to other frameworks. This
includes ASEAN which similarly operates by consensus
but has been able to advance PD in ways that the ARF
has not. Partly, the challenge is a function of the ARF’s
large and especially diverse membership. In addition to
varying degrees of trust and sensitivity about the prospect
of interference, its 27 members also possess different
security conceptions and institutional cultures, resulting
in defining divisions over PD’s scope, approach, and
even what counts as PD: Should PD be inclusive of efforts
targeted at the “deeper roots” of conflict and insecurity
A panaromic view of the ARF Retreat
8 — ISSUE 5/2018
as reflective of more comprehensive security approaches?
Or should it be limited to more operational responses to
specific regional security threats? How to advance beyond
the most basic agreement about PD’s objectives – to prevent
the emergence, escalation, and overflow of conflicts – has
been a defining task of the ARF’s 25-year PD agenda.
PD’s challenges in the ARF were built-in at the start. First
introduced at ARF’s first meeting in 1994 and then given
further elaboration in 1995 and 2001, PD was conceived
as the second stage between “confidence building”
and an “elaboration of approaches to conflicts” in an
evolutionary approach to regional security and regional
security cooperation. As such, PD offered an important
compromise position between the first (confidence building
measures) and third (conflict resolution) stages, but this
staged approach also institutionalised states’ differences
and made PD a highly contested benchmark for security
cooperation. In particular, the PD debate has focused on
the ARF’s limits in pursuing more “concrete” operational
measures as well as the appropriateness of such efforts.
Such challenges suggest that it may be time to reassess
the particular importance attached to the ARF’s PD
agenda. Indeed, absent agreement about both the security
challenges and activities PD should prioritise, PD has
become a highly unsatisfactory, even impossible, measure
of the ARF’s progress and contributions. There is also a
particular need to rethink the current conceptualisation of
PD as part of a three-stage approach to regional security.
ASEAN Secretariat
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