Case Western Reserve Journal of International Law 52 (2020)
Crime as Cognitive Constraint
and punish, while individuals are to be prosecuted. 136 In particular,
state parties to the treaty have the duty to enact necessary legislation
that would “give effect” to the provisions of the treaty and to “provide
effective penalties” for any of the punishable acts enumerated.137
National laws criminalizing incitement to genocide are consistent with
Article 20 of the ICCPR on allowable limitations on the right to
freedom of expression. 138 Penalizing incitement to genocide is an
allowable limitation as long as it meets Article 19(3) requirements of
being validly enacted, necessary to protect a legitimate aim, and the
limitation proportionate to achieve that aim. 139
2.
Individual (criminal) responsibility
Just as the Genocide Convention imposes a legal obligation on
states, it provides under Article IV that natural persons committing
any of the acts under Article III shall be punished, “whether they are
constitutionally responsible rulers, public officials or private
individuals.” 140 Such persons must be tried “by a competent tribunal of
the State in the territory of which the act was committed, or by such
international penal tribunal as may have jurisdiction with respect to
those Contracting Parties which shall have accepted its jurisdiction.”141
Under the treaty, the crime of direct and public incitement to
commit genocide has two distinct elements. First, language must be
“direct.” 142 In Prosecutor v. Akayesu, the Trial Chamber held that the
speech must assume “a direct form and specifically provoke another to
engage in a criminal act, and that more than mere vague or indirect
suggestion goes to constitute direct incitement.” 143 This contemplated
literal and figurative speech. For instance, Prosecutor v. Akayesu,
Prosecutor v. Ruggiu, Prosecutor v. Kajelijeli, and Prosecutor v.
Niyitegeka all revolved around how the “work” metaphor was deployed
in various statements. 144
136. Philippa Webb, Binocular Vision: State Responsibility and Individual
Criminal Responsibility for Genocide, in THE DIVERSIFICATION AND
FRAGMENTATION OF INTERNATIONAL CRIMINAL LAW 148 (Van den Herik
& Stahn eds., 2012) (discussing international law’s two regimes of
responsibility for genocide).
137. Genocide Convention, supra note 6, art. V.
138. International Covenant on Civil and Political Rights, supra note 121, art.
20.
139. Id. art. 19(3).
140. Genocide Convention, supra note 6, art. IV.
141. Id. art. VI.
142. Id. art. III(c).
143. Prosecutor v. Akayesu, ICTR-96-4-T, Judgment, ¶ 557 (Sept. 2, 1998).
144. Prosecutor v. Ruggiu, ICTR-97-32-I, Judgement and Sentence, ¶ 44(iv)
(June 1, 2000); Prosecutor v. Kajelijeli, ICTR-98-44A-T, Judgement and
167