“Crashing Down on Us”
63
Under Article 28 of the Rome Statute, military commanders exercising control over those responsible
for war crimes are themselves criminally liable if they failed to act to prevent such crimes, to punish
those responsible or to report them.173 Article 25 establishes criminal liability for different forms
of involvement in committing the crime, including as a direct, indirect, or co-perpetrator or as a
perpetrator responsible for ordering, contributing to, or inciting criminal action.174
To issue an arrest warrant for alleged criminal responsibility in the commission of war crimes, an
ICC prosecutor must only show that the “evidence provides reasonable (not conclusive or definitive)
grounds to believe that the person committed a crime within the jurisdiction of the Court.”175
In addition to eyewitness testimony regarding the locations and actions of Myanmar military
battalions, Fortify Rights also consulted testimonies it collected from military defectors in 2022 and
2023 in India, Thailand, and Myanmar and from a prisoner-of-war pilot who was detained by Karenni
armed resistance forces in February 2024, documentation leaked to Fortify Rights from active-duty
military sources concerning the military chain-of-command, and other sources, including open
sources intelligence and reporting from Security Force Monitor, a project at the Columbia University
School of Law.176 Lastly, Fortify Rights also consulted the otherwise confidential physical locations of
all military units throughout the country, which was published in an annex of the 2022 Fortify Rights
report “Nowhere is Safe:” The Myanmar Junta’s Crimes Against Humanity Following the Coup d’État.177
Command Responsibility
Article 28(a) of the Rome Statute establishes criminal liability for command responsibility of “a
military commander or person effectively acting as a military commander” when international
crimes take place “by forces under his or her effective command and control” or “as a result of his
or her failure to exercise control properly over such forces.”178 The commander must or should have
known about the crimes and “failed to take all necessary and reasonable measures within his or her
power” prevent, halt or report the crimes.179
A “military commander” generally refers to a member of the armed forces or “non-governmental
irregular” armed forces with formal authority to issue direct orders to subordinates.180 Article 28(a)
also covers quasi-military commanders, such as those who do not occupy official positions but
173 Command (or superior) responsibility can be traced back to the fifteenth century. See, e.g., W. H. Parks, “Command
Responsibility for War Crimes,” Military Law Review, Vol. 62, 1973, pp.4–5. Describing the 1474 case of a knight convicted
by an international tribunal and executed for murder, rape, perjury, and other crimes “against the laws of God and man”
that he, as a knight, had a duty to prevent). However, it only became firmly established in international customary
law after World War II. Although the International Tribunal in Nuremberg did not use the doctrine and the Tribunal of
Tokyo did so only “very broadly,” the Yamashita case before the United States Military Commission marked its modern
debut. See, René Värk, “Superior Responsibility,” Estonian National Defence College Proceedings, Vol. 15, 2012, p. 144.
The International Criminal Tribunal for Rwanda (ICTR) and ICTY further developed the doctrine, initially for military
commanders but increasingly—and somewhat controversially—for civilian superiors as well. See, Jamie A. Williamson,
“Command Responsibility in the Case Law of the International Criminal Tribunal for Rwanda,” Criminal Law Forum, Vol.
13, 2002, pp. 365–366. See also, ICTR Statute, Art. 6(3); ICTY Statute, Art. 7(3).
174 Rome Statute, Arts. 25, 28.
175 Prosecutor v. Omar Hassan Ahmad Al-Bashir, International Criminal Court (ICC), Case No. ICC-02/05-01/09-OA, Judgment
(Appeal), February 3, 2010, para. 17 (establishing that the threshold for issuing an arrest warrant is “reasonable grounds
to believe”). See also, at para. 31 (finding that “at this preliminary [pre-trial, warrant seeking] stage, it does not have
to be certain that that person committed the alleged offence. Certainty as to the commission of the crime is required
only at the trial stage of the proceedings, when the Prosecutor has had a chance to submit more evidence.”). See, Rome
Statute, Art. 66(3).
176 Security Force Monitor, website, https://securityforcemonitor.org/.
177 See, Fortify Rights and Yale Law School, “Nowhere is Safe,” Annex, pp. 158-193.
178 Rome Statute, Art. 28(a).
179 The Rome Statute codifies superior responsibility doctrine in Article 28. Article 28(a) applies to military commanders or
those acting as military commanders, and Article 28(b) applies to non-military commanders, including civilians. See,
René Värk, “Superior Responsibility,” Estonian National Defence College Proceedings, Vol. 15, 2012, p. 143.
180 Centre for International Law Research and Policy, Commentary on the Law of the International Criminal Court, Part 3,
Article 28(a): Military Commander, June 30, 2016, https://www.casematrixnetwork.org/cmn-knowledge-hub/icccommentary-clicc/commentary-rome-statute/commentary-rome-statute-part-3/; Prosecutor v. Jean‑Pierre Bemba
Gombo, ICC, Case No. ICC-01/05-01/08, Judgment (Trial), March 21, 2016, para. 176.